HomeMy WebLinkAboutResolution 5550 4. . �,
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RESOLUTION APPROVING THE ISSUANCE AND
SALE OF SENIOR HOUSING REFUNDING REVENUE
BONDS (ORONO WOODS APARTMENT PROJECT),
SERIES 2006 AND AUTI�ORIZING EXECUTION AND
DELNERY OF DOCUMENTS RELATED THERETO
BE IT RESOLVED Uy the City Council of the City of Orono, Minnesota as follows:
1. Authori . The City has been requested to issue one or more series of its
Senior Housing Refunding Revenue Bonds (Orono Woods Apartment Project), Series 2006
(as defined in the Indenture, the "Bonds"), on behalf of Orono Senior Housing, LLC, a
Minnesota limited liability company (the "Owner"), pursuant to (a) its authority under
Minnesota Statutes, Section 462C, as amended (the "Act"), and (b) an Indenture of Trust,
• dated as of December 1, 2006 (the "Indenture"), between the City and U.S. Bank National
Association, as Trustee (the "Trustee")
2. Public Hearin�. The City conducted a public hearing (the "Public Hearing),
on December 11, 2006, on the Owner's proposal that the City issue the Bonds and amend its
existing housing program related thereto (the "Housing Program") for the purpose of loaning
the proceeds thereof to the Owner to refund the outstanding principal amount of the City's
Senior Housing Revenue Bonds (Orono Woods Aparhneiit Project), Series 2001A (the "Series
2001A Bonds") and Senior Housing Revenue Bonds (Orono Woods Apartnlent Project),
Subordinate Series 2001C (the "Series 2001C Bonds" and, together with the Series 2001A
Bonds, the "Prior Bonds"), the proceeds of which were used to finance a portion of the costs
of the development, acquisition, construction and equipping of a 62-unit senior housing
facility located in the City at Brown Road and Wayzata Boulevard (the "Project"). All
parties who appeared at the Public Hearing were given an opporhinity to express their views
with respect to the proposal and the amendment to the Housing Program was approved.
3. Documents Presented. Forms of the following documents relating to the
Bonds have been submitted to the City and are now on file in the City's offices:
(a) a Loan Agreement (the "Loan Agreement"), dated as of December 1,
2006, between the City and the Owner, whereby the City has agreed to loan the
proceeds of the Bonds to the Owner to refund the outstanding Prior Bonds and certain
• other obligations and the Owner has agreed to repay the loan by amounts payable
under the Loan Agreement; .
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RESOLUTION OF THE CITY COUNCIL
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(b) the Indenture, authorizing the issuance and setting the terms of the
Bonds and pledging the revenues to be derived from the Loan Agreement as security
for the Bonds, and setting foi�th proposed recitals, covenants and agreements relating
thereto;
(c) a Combinatioil Mortgage, Security Agreement, Fixture Financing
Statement and Assignment of Leases and Rents (the "Mortgage"), dated as of
December 1, 2006, from the Owner to the City, by which the Owner grants to the City
a first mortgage lien on, a security interest in, and an assignment of leases and rents
of, its leasehold and ownership interest in the Mortgaged Property (as defined
therein);
(d) a Subordinated ComUination Mortgage, Security Agreement, Fixture
• Financing Statement and Assignment of Leases and Rents (the "Subordinate
Mortgage"), dated as of December 1, 2006, from the Owiler to the City, by which the
Owner grants to the City a second inortgage lien on, a security interest in, and an
assignment of leases a�1d rents of, its leasehold and ownership interest in the
Mortgaged Property;
(e) an Assignment of Moi-tgage (the "Assignment"), dated as of December
1, 2006, whereby the City assigns its interest in the Mortgage and the Subordinate
Mortgage to the Trustee;
(fl a Bond Purchase Agreement (the "Bond Purchase Agreement"),
between the City, the Owner, and Dougherty & Compariy LLC (the "Underwriter") .
(the documents described in (a)through(fl above being the "Bond Documents"); �
(g) a Guaranty (the "Guaranty"), dated as of December 1, 2006, from
Volunteers of America in Minnesota (the "Guarantor") to the Trustee, guaranteeing
payment of principal and interest on the Senior Housing Refunding Revenue Bonds,
Series 2006B;
"(h) Defeasance Instructions, dated as of December 1, 2006, from the City
and the HRA to the Trustee pertaining to the refunding of the Prior Bonds;
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(i) a forin of the Official Statement (the "Official Statement"), to be
completed, describing the offering of the Bonds and certain terms aiid provisions of
the documents recited herein; and
(j) Housing Program Amendment.
4. Authorization of Bonds. The City hereby authorizes the issuance of the Bonds
under the Act and the Indenture, the sale of the Bonds to the Underwriter in accordance with
the Bond Purchase Agreement and the loan of the proceeds of the Bonds to the Owner in
accordance with the Loan Agreement.
5. Authorization of Documents Presented. The forms of the Bond Documents,
the Guaranty and the Housing Program Amendment are approved, with such additions or
modifications thereto and deletions therefrom as may be approved by the Mayor, the City
• Clerk, the Finance Director or the City Administrator prior to the execution and delivery
thereof, such approval to be conclusively evidenced by the execution and delivery thereof by
the appropriate officers of the City.
6. Execution and Deliverv of Bonds. The City is hereby authorized to issue one
or more series of Bonds in an aggregate principal amount not to exceed $9,000,000, in the
form and upon the terms set forth in the Indenture, which terms are for this purpose
incorporated in this resolution (the "Final Resolution") ancl made a part hereof; provided,
however, that the maturities of the Bonds, the interest rates thereon, the numbering, and the
rights of optional redeinption with respect thereto shall all be as set forth in the final form of
Indenture to be approved, executed and delivered by the officers of the City authorized to do
so by the provisions of this Final Resolution, which approval shall be conclusively evidenced
by such execution and delivery; and provided fiu ther that, in no event, shall such maturities
exceed 35 years or such rates of interest produce an average net interest cost in excess of
7.50% per annum. The Underwriter has agreed pursuant to the provisions of the Bond
Purchase Agreement, and subject to the conditions therein set forth, to purchase the Bonds at
the purchase price set forth in the Bond Purchase Agreement, and said purchase price is
hereby accepted. The Mayor, the City Clerk, the Finance Director, the City Administrator
and other officers of the City are authorized in their discretion, at such time, if any, as they
may deem appropriate, to execute the-Bonds as prescribed in the Indenture and to deliver
• them to the Trustee, together with a certified copy of this Final Resolution and the other
docuinents required by Section 2.08 of the Indenture, for authentication, registration and
delivery to the Underwriter.
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7. Execution and Deliverv of Bond Documents. The Mayor, the City Clerk, the
Finance Director and the Cify Administrator (or iii their absence, the deputy or acting Mayor
or City Clerk) are hereby authorized in their discretion at such time, if any, as they may deem
appropriate, to execute and deliver the Bond Docuinents in the name and on behalf of the
City. �
8. Official Statement. The City hereby consents to the completion of the Official
Statement and its circulation by the Underwriter in offering the Bonds for sale and the
completion of a final form of the Official Statement to reflect the final terms of the Bonds
and the foregoing described agreements; provided, however, that the City has not been
requested to and has not participated in the preparation of the Official Statement or reviewed
or verified the information in the Official Statement and takes no responsibility for and
makes no representations or warranties as to, the accuracy, sufficiency or completeness of
such information or the information to be included in the final form of the Official Statement.
� 9. Certificates, etc. The Mayor, the City Clerk, the Finance Director and the City
Administrator (or in their absence the deputy or acting Mayor, City Clerk, Finance Director
or City Administrator) are authorized�in their discretion, at such time, if any, as they may
deem appropriate, to prepare and furnish to bond counsel and the purcliaser of the Bonds,
when issued, certified copies of all proceedings and records of the City relating to the Bonds,
and such other affidavits and certificates as may Ue required to show the facts appearing from
the books and records in the officers' custody and control or as otherwise known to them;
and all such certified copies, certificates and affidavits, including any heretofore furnished,
shall constitute representations of the City as to the truth of all statements contained therein.
10. Nature of City's Obli ations. No covenant, stipulation, obligation,
representation, or agreement herein contained or contained in the Bonds or the Bond
Documents shall be deemed to be a covenant, stipulation, obligation, representation, or
agreement of any Council member, officer, agent, or employee of the City in that person's
individual capacity, and neither the Council nor any officer or employee executing the Bonds '
or such documents shall be liable personally on the Bonds or be subject to any
representation, personal liability or accountability by reason of the issuance thereof. No
provision, representation, covenant or agreement contained in the Bonds or in any other
document related to the�Bonds, and no obligation therein or herein imposed upon the City or
the breach thereof, shall constitute or give rise to a general or moral obligation of the City or
• any charge upon its general credit or taxing powers. In making the agreements, provisions,
covenants and representations set forth in the Bonds or in any other document related to the
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Bonds, the City has not obligated itself to pay or remit any funds or revenues, other than the
Trust Estate described in the Indenture.
11. Pavment of Costs. All costs incurred by the City in connection with the
issuance, sale and delivery of the Bonds and the execution and delivery of the documents
referred to above or any other agreement or instrument relative to the Bonds, whether or not
actually issued or delivered, such as costs of publication of legal notices, have been agreed
by the Owner to be paid by the Owner or reimbursed by the Owner to the City.
12. Authorized Officers. The Bonds, the Bond Documents and any other �
documents referred to herein are authorized to be executed on behalf of the City by its
Mayor, the City Clerlc, the Finance Director and the City Adnunistrator; provided that in the
event any of the officers of the City authorized to execute documents on behalf of the City
under this Final Resolution shall have resigned or shall for any reason be unable to do so, the
� deputy or acting Mayor, City Clerk, Finance Director or City Administrator, is hereby
directed�and authorized to do so on behalf of the City, with the same effect as if executed by
any officer specifically authorized to do so in the Indenture or this Final Resolution. �
13. Appointment of Trustee. The Trustee is hereby appointed as Trustee, Paying
Agent and Bond Registrar for the Bonds.
14. Effective Date. Be It Further Resolved that this Final Resolution shall be in
full force and effect immediately from and after its passage.
Adopted by the City Council of the City of Orono, Minnesota, at a regular meeting held �
December 11, 2006.
ATTEST:
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Linda S. Vee, City Clerk Barbara A. Peterson,Mayor
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